【导语】现金买卖合同怎么写？我们为您准备了3篇优秀的通用买卖合同合同范本、样本和模板，告诉您书写现金买卖合同在排版和内容上有哪些注意事项，希望对您有所帮助。
【第1份 】互联网证券买卖协议(附加於现金／保证金客户协议书)
互联网证券买卖协议（附加於现金／ 保证金 客户协议书）
本人／吾等乃贵公司证券户口_________号（“户口”）之户口持有人，本人／吾等之证券客户合约於_________签订。本人／吾等同意开立一个或多个证券买卖户口，并同意以本人／吾等名义或代表本人／吾等就证券买卖及相关事宜，通过网上交易服务运作户口，本人／吾等同意，户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件（并受其规限）运作：
1．定义及解释
1．1 在本协议中，以下词语具有下列涵义：
“进入密码”指密码及户口号码；
“户口”指本人在贵公司开立的互联网买卖户口，经由网上交易服务运作；
“网上交易服务”指_________根据本协议提供的网上买卖服务，包括电子买卖服务，_________网址上的任何资料，以及其中的软件；
“电子买卖服务”指本人／吾等发出电子指令的设施，以及网上交易服务提供的资讯服务；
“指令”指以电子方式买卖证券的买卖指令或其他处理指令；
“互联网买卖政策”指有关网上交易服务运作的政策（经不时修订）；
“密码”指本人／吾等与帐号一并使用的个人密码，据之可进入该服务；
“证券客户合约”指_________公司之现金客户协议书或保证金客户协议书；
“_________”指_________公司；
1．2 单数词语包括众数词语，反之亦然。提到一种性别之处，包括所有性别。“人士”一词，包括商号或独资经营，合伙经营，集团及法人公司，反之亦然。
2．网上交易服务
2．1 本人／吾等了解，电子买卖服务为一半自动设施，让本人／吾等发出电子指令，并接收信息服务。
2．2 本人／吾等同意使用电子买卖服务，必须遵照本协议条款及证券客户合约。本人／吾等使用日後经由网上交易服务提供的其他服务，亦必须遵照本协议条款及客户协议书。
2．3 本人／吾等为户口项下电子买卖服务的唯一获授权使用者。本人／吾等需对进入密码的保密及使用承担责任。本人／吾等承认及同意，本人／吾等需就使用进入密码输进电子买卖服务的所有指令负责，而贵公司，贵公司董事，高级职员或雇员概毋需对本人／吾等，或经由本人／吾等提出申索的任何其他人士（就任何有关处理，错误处理或遗失任何指示）的申索承担责任。
2．4 本人／吾等承认，网上交易服务的所有人权益属贵公司。本人／吾等保证及承诺，本人／吾等不会（亦不会尝试）平扰，修改，拆解，易转，操纵或以其他方式修改（且亦不会尝试未获授权进入）网上交易服务的任何部份。本人吾等承认，若本人／吾等在任何时候违反是项保证及承诺，或实公司在任何时候合理怀疑本人／吾等违反是项保证及承诺，则贵公司可向本人／吾等采取法律行动。本人／吾等承诺，若本人／吾等知悉任何人士干犯本段上文所述任何行动，则本人／吾等须即时通知贵公司。
2．5 本人／吾等进一步承认及同意，作为使用电子买卖服务发出指令的先决条件，若有下列情况，本人／吾等需即时通知贵公司：
a．有关户口的指令已经由电子买卖服务作出，而本人／吾等未收到命令编号；
b．有关户口的指令已经由电子买卖服务作出，而本人／吾等未收到对指令或其执行的准确认收（不论经硬本，电子或口头）；
c．本人／吾等收到交易指示的认收（不论经硬本，电子或口头），但该等交易指示并非本人／吾等作出，或其他类似的不一致情况；
d．本人／吾等知悉户口号码或密码的任何未经授权使用。
2．6 本人／吾等了解，贵公司拟备网上买卖政策，列出网上交易服务运作政策及程序。该政策可经由网址取得，在任何时候均适用。该政策的条款，对本人／吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致，以本协议条款为准。
2．7 本人／吾等承认_________网址若提供报价服务，乃由贵公司不时指定的第三方提供者提供。本人／吾等承认及同意，对本人／吾等在任何方面因报价服务或因本人／吾等依赖该服务而发生或与之有关的任何损失，费用，支出，损害赔偿或申索贵公司概毋须承担责任。
2．8 本人／吾等了解，就提供资讯而言，电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误，该等资料可能并非有关证券或投资的实时市场报价。本人／吾等了解，虽然贵公司相信该等资料可靠，但没有独立基准可兹证实（否定）所提供资料的准确及完整性。本人／吾等了解，不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。
2．9 本人／吾等了解，在电子买卖服务中提供的资料，以“现状”及“可提供”基准提供，贵公司并不保证该等资料的时候，顺序，准确性，足够性或完整性。贵公司没有就该等资料作出明示或默示保证（包括但不限於可商售性或就某一用途的适合性而作出的保证）。
2．10 本人／吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。
3．户口
3．1 本人／吾等承认，本人／吾等只可经由互联网进入户口，本人／吾等承认，若本人／吾等在经由互联网接触贵公司时有任何困难，本人／吾等需尝试使用其他方法与贵公司沟通，并把所遇困难知会贵公司。
3．2 开户口时，本人／吾等需在户口申请表上写明本人／吾等就使用该服务而存入首笔按金的款额。该款额可由本人／吾等亲自以 支票 ，银行 本票 存入或以电传存入贵公司的办事处或银行户口。本人／吾等承认贵公司收到户口申请表上所载有效款项後，方会把进入密码通知本人／吾等。
4．指令――经网上交易服务买卖
4．1 如因故障，通讯设施传送失败，或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因，以致在传送，收取或执行指令上有所延误贵公司毋须承担责任。
4．2 本人／吾等了解，向传播市场资料的各方提供市场资料的每一参与证券交易所或组织，对其提供的全部资料申张财产权益。本人／吾等亦了解，任何方概不保证市场资料或任何其他市场信息的时效，序列，准确或完整性。任何损失或损害，若因下列原因或由其产生，贵公司或任何传播方概毋须承担任何责任：任何该等资料，资讯或信息不准确，错误，延误或遗漏；或该等资料，资讯或信息传送或交付时的任何不准确，错误，延误或遗漏；或任何该等资料，资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供；或任何不可抗力事件；或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人／吾等只会把股票报价用於自身用途，不会因任何原因向任何其他人士或实体提供该等资料。
4．3 本人／吾等承认，因无法预料的通讯挤塞及其他原因，互联网是存有内在不可靠性的通讯媒体，而该不可靠性非贵公司所能控制。本人／吾等承认，因该不可靠性，在传送及接收指令及其他资料时可能有延误，以致执行指令的延误及／或执行指令的价格与发出指令时的价格不同。本人／吾等进一步承认及同意，任何通讯均有误解或错误的风险，而该等风险需绝对由本人／吾等承担。本人／吾等承认及同意，指令一经发出，通常不可取消。
5．境外指令
若本人／吾等在香港以外地方向贵公司发出指令，本人／吾等同意确保及声明，该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人／吾等进一步同意，本人／吾等有疑问时会谘询相关司法辖区的法律顾问。本人／吾等接受在香港以外地区发出的指令，可能需向相关当局支付税费，本人／吾等同意支付该等适用税费。本人／吾等同意，按要求弥偿贵公司因本人／吾等在香港以外地区发出指令而发生的任何损害，损失，费用，法律程序，要求或申索。
6．风险披露声明
电子交易风险在交易高峰，市场波动，系统升级及维护或其他时间，互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰，传输中断，以及传输延误。由於技术上的制约，互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因，交易指令及其他资讯的传输和接收可能会有延误，而这会导致交易指令在执行上的延误，或者交易执行的价格已不同于指令发出时的市场价格。而且，通信和个人资料可能会被未经授权的第三方取得，且在通信上会存在误解或错误的风险，而这些风险将完全由本人／吾等承担。本人／吾等确认并同意，交易指令一旦发出通常将不可能取消。
签署确认
本人／吾等，为下述签署人，兹承认本人／吾等已阅读，知悉，及明白本协议之内容并接受其条款及条件。
客户（签字）：_________ 客户主任（签字）：_________
_________年____月____日 _________年____月____日
见 证人 （签字）：_________
_________年____月____日
附件：
internet securities trading agreement（supplementary to the cash/margin client's agreement）
i/we am/are the client holding the securities account（s） with you numbered _________ （the ""account""） and refer to my/our cash/margin client's agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account（s） （the ""account""） to be operated through internet trade service，in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities，and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client's agreement：-
1.definition and construction
1.1 in this agreement，the following terms shall bear the following meanings：
"" access codes"" means together the password and the user name；
"" account"" means my internet securities trading account with you operated through the internet trade service；
""internet trade service"" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice，any information contained in _________ web site and the software comprised in them；
""electronic trading service"" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade；
""instruction"" means any instruction for the buying or selling of or otherwise dealing in any securities；
""internet trading policy"" means the policy relating to the operation of the internet trade service as amended from time to time；
""password"" means my/our personal password used in conjunction with the user name to gain access to the service；
""client's agreement"" means _________ cash client's agreement or margin client's agreement；
""_________"" means _________ securities limited；
""user name"" means the client's personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.
1.2 words denoting the singular shall include the plural and vice versa， reference to one gender shall include all genders and words denoting person shall include a firm or sole proprietorship，partnership，syndicate and corporation and vice versa.
2.internet trade service
2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.
2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client's agreement.
2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors，officers or employees shall have any liability to me/us，or to any other person whose claim may arise through me/us，for any claims with respect to the handling， mishandling or loss of any instruction.
2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not， and shall not attempt to， tamper with， modify， decompile， reverse engineer or otherwise alter in any way， and shall not attempt to gain unauthorized access to， any part of the internet trade service. i/we acknowledge that you may take legal action against me/us， if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.
2.5 i/we further acknowledge and agree that， as a condition of using the electronic trading service to give instructions， i/we shall immediately notify you if：
a.an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number；
b.an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution （whether by hard copy， electronic or verbal means）；
c.i/we have received acknowledgement （whether by hard copy， electronic or verbal means） of a transaction which i/we did not instruct or any similar conflict； or
d.i/we become aware of any unauthorized use of the user name or password.
2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy， the terms of this agreement shall prevail.
2.7 i/we acknowledge that the price quotation service， if any， for securities， available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses，costs， expenses， damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.
2.8 i/we understand that the electronic trading services may provide， for informational purpose only， data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process， the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable， there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.
2.9 i/we understand that information provided in the electronic trading services is provided on an ''as is""， ''as available"" basis and you do not guarantee the timeliness， sequence， accuracy，adequacy or completeness of such information. you give no express or implied warranties （including but not limited to warranties of merchantability or fitness for a particular use） with respect to such information.
2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.
3.the account
3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet， i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.
3.2 when opening the account， i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque， bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.
4.instructions- dealings through the internet trade service
4.1 you shall not be responsible for delays in the transmission， receipt or execution of instructions due to either transmission of communication facilities， or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.
4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness， sequence， accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy， error or delay in or omission from any such data， information or message， or the transmission or delivery of the same， non-performance or interruption of any such data， message or information due to any negligent act of you or any disseminating party， or to any force majeure event， or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.
4.3 i/we acknowledge that the internet is， due to unpredictable traffic congestion and other reasons， an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that， as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.
5.instructions outside hong kong
if i/we give any instruction to you outside hong kong， i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given， and i/we further agree that i/we shall， when in doubt， consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong ， and i/we agree to pay such taxes or charges as possible.
6.risk disclosure statement
risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand， market volatility， systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption， transmission blackout， and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is， due to technical limitation， an inherently unreliable medium if communication. as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover， communications and personal data may be accessed by authorized third parties； and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.
acknowledgement
i/we，the undersigned， hereby acknowledge that i/we have read， is/are aware of and understand the contents of the client's agreement and accept its terms and conditions thereof.
date：_________.
print name of client：_________
signed by account executive：_________
print name of witness：_________
【第2份 】浅白语言证券现金买卖客户协议书（香港地区）
本人／吾等（请填写姓名／名称）______________________________
兹要求阁下根据下列条款及条件为本人／吾等运作一个现金证券买卖户口（户口）：
1．户口
1．1 本人／吾等确认［开户数据］及［附属数据］所载数据均属完整及正确。倘该等资料有任何变更，本人／吾等将会通知阁下。本人／吾等特此授权阁下对本人／吾等的信用进行查询，以核实上述表格所载数据。
1．2 阁下将会对本人／吾等户口的有关数据予以保密，但阁下可以根据香港联合交易所（联交所）及证监会的规定或应其要求，将该等数据提供予联交所及证监会。
2．法例及规则
阁下按本人／吾等的指示所进行的一切证券交易（交易），须根据适用于阁下的一切法例、规则和监管指示的规定而进行。这方面的规定包括但不限于联交所及香港中央结算有限公司（中央结算公司）的规则。阁下根据该等法例、规则及指示而采取的所有行动均对本人／吾等具有约束力。
3．交易
3．1 除阁下事先通知本人／吾等，以自己本身名义进行交易外，阁下将以本人／吾等的 代理 人身份进行交易。
3．2 本人／吾等确认阁下表明不会接受“卖空指示”（根据“有关申报卖空活动及备存证券借出纪录规定的指引”第7．5条）。
3．3 本人／吾等会就所有交易支付阁下通知本人／吾等的佣金和收费，缴付所有适用的征费及费用，并缴纳所有有关的 印花税 。阁下可以从户口中扣除该等佣金、收费、征费及税项。
3．4 就每一宗交易，除另有协议外或除非阁下已代本人／吾等持有现金或证券供交易交收之用，否则本人／吾等将会在阁下就该项交易通知本人／吾等的期限之前向阁下交付可实时动用的资金或可以交付的证券，或以其它方式确保阁下收到此等资金或证券。倘本人／吾等未能这样做，阁下可以（如属买入交易）出售买入的证券；及（如属卖出交易）借入及／或买入证券以进行交易的交收。
3．5 本人／吾等将会负担阁下因本人／吾等未能进行交收而引起的任何损失及开支。
3．6 本人／吾等同意就所有逾期未付款项（包括对本人／吾等裁定的欠付 债务 所引起的利息），按（于裁定前后）下列利率（以较高者为准）加3．5％支付利息：
（i）香港 上海 汇丰银行有限公司所公布于该日的优惠 贷款利率 和
（ii）阁下于该日就逾期未付款项的贷款成本利率，以及按阁下不时通知本人／吾等其绝对酌情决定的利率及其它条款支付利息，该等利息应以日息计算和于每一公历月最后一日或应阁下要求支付。
3．7 就买入交易而言，倘卖方经纪未能于交收日内交付证券，导致阁下须买入证券进行交收，本人／吾等毋须为买入该等证券的费用向阁下负责。
4．代本人／吾等保管的现金
除本人／吾等给予阁下“书面指示”（根据《证券及期货（客户款项）规则》第7条）或“常设授权”（根据《证券及期货（客户款项）规则》第8条），代本人／吾等保管的现金，须依照《证券及期货（客户款项）规则》第4（3）条，存放于一家认可财务机构所开立的没有利息的客户账户或信托账户。
5．证券的保管
5．1 由阁下寄存妥为保管的任何证券，阁下可以酌情决定在合理及切实可行范围内尽快
（a）存放于在
（i）认可财务机构；
（ii）核准保管人；或
（iii）另一获发牌进行证券交易的中介人；
开立的独立账户作稳妥保管，而该账户是指定为信托账户或客户账户并由阁下为持有阁下的客户证券目的而在香港开立及维持的；或
（b）以本人／吾等的名称登记。
5．2 倘证券未以本人／吾等的名义注册，阁下于收到该等证券所获派的任何股息或其它利益时，须按本人／吾等与阁下的协议记入本人／吾等的户口或支付予或转账予本人／吾等。倘该等证券属于阁下代客户持有较大数量的同一证券的一部份，本人／吾等有权按本人／吾等所占的比例获得该等证券的利益。
6．处理本人／吾等证券
（1）阁下可按照以下的指示或授权，处理阁下收取或持有的本人／吾等证券
（a）本人／吾等就以下事宜发出的口头或书面指示
（i）出售本人／吾等证券及证券 抵押 品；或
（ii）就该项出售指令进行交收；
（b）从（本协议）第5（1）（a）条提述的账户提取本人／吾等证券，或处理已按照（本协议）第5（1）（b）条登记的本人／吾等证券的书面指示；或
（c）常设授权（如在《证券及期货（客户证券）规则第6（1）（c）条》所示）。
（2）在不损害（本协议合约）第6（1）款的原则下，阁下可处置阁下代本人／吾等收取或持有的任何证券，以解除由本人／吾等对阁下所负的法律责任。
7．抵销及 留置权
7．1 阁下可抵销或调动本人／吾等与阁下开立的任何一个或多个现有户口（包括任何其它本人／吾等之联名户口）内账上的任何款项或运用该等户口的任何资产，用以履行本人／吾等对阁下以任何方式产生的义务或责任（包括，如合适，共同及各别责任）。
7．2 本人／吾等同意赋予阁下：
（a）在阁下为本人／吾等户口持有的所有证券或其它财产上的全面留置权；及
（b）从本人／吾等与阁下开立的户口（包括任何其它本人／吾等之联名户口）内扣除任何逾期未付款项、利息以及其它债项以及处置任何证券和其它财产或进行有关任何证券或其它财产的交易，并运用从该处置或交易中所得的收益的权利（阁下可绝对酌情决定予以处置或买卖的证券和其它财产），使阁下为保障自己或因其它原因觉得适合而代表本人／吾等进行阁下认为有需要或适宜的（有关上述本人／吾等之任何户口的）证券买卖所产生的义务得以履行或满足。
8．赔偿、责任和保证
本人／吾等与同意，倘（由于任何原因或于任何时间）因本协议书引致阁下和／或阁下不时的董事和雇员（［职员］）承担的全部责任、损失、费用和／或支出（包括法律费用），除了因为任何该等责任、损失、费用和／或支出是在阁下或其职员实际诈骗或疏忽下而引起的之外，一概由本人／吾等负责赔偿并使阁下和其职员获得赔偿。
9．一般规定
9．1 阁下可以录音方式监控及核实证券交易的信息。
9．2 倘阁下没有依照本协议书的规定履行对本人／吾等的责任，本人／吾等有权向根据《证券及期货条例》成立的投资者赔偿基金索偿，惟须受投资者赔偿基金不时的条款制约。
9．3 倘阁下的业务有重大变更，并且可能影响阁下为本人／吾等提供的服务，阁下将会通知本人／吾等。
9．4 本人／吾等确认本人／吾等已详阅并同意本协议书的条款，而且该等条款已经以本人／吾等明白的语言向本人解释。
9．5 本协议书受香港特别行政区法律 管辖 ，并且可以根据香港特别行政区法律执行。如本协议中英两种文本的释义之间和含义之间有不一致的，以英文本为准。
10．风险披露声明
本人／吾等必须于签署本协议书时，签署及确认风险披露声明。
由（客户名称／姓名）
签署
（公司户口：获授权签名／公司印章）
见 证人
［见证人姓名、地址及职业］
［见证人签名］
确认及接受
注册人姓名（请用正楷填写）
获授权签名／公司印章
开户资料（私人／独资经营／合伙经营／机构）
户名：
现金客户户口号码：
姓名（英文）：
姓名（中文）：
婚姻状况（私人客户）：
地址：
电话号码：（日）
（夜）
（手提）
职业／业务性质：
商业登记号码（独资经营／合伙经营／机构客户）：
已缴付股本（机构客户）：
东主／ 合伙人 ／董事姓名（机构客户）
* 身份证 号码／护照号码
* 根据保存已核实有关身份证或护照有关部份副本
银行证明（包括地址，户口种类及号码）：
公司注册 证书及注册国家（机构客户）：
签名式样（机构客户）
姓名
* 护照号码／身份证号码
签名
（ 1 ）
（ 2 ）
（ 3 ）
（ 4 ）
* 根据保存已核实有关身份证或护照有关部份副本
签名式样（联名户口）
姓名
* 护照号码／身份证号码
签名
（ 1 ）
（ 2 ）
（ 3 ）
（ 4 ）
* 根据保存已核实有关身份证或护照有关部份副本
户口可根据其中任何两式／以上任何一式：（联名户口用）签名式样指示下运作。
业务印章式样（独资经营／合伙经营／机构客户）：
客户身份声名
本人／吾等作下列客户身份声名（根据证券及期货事务监察委员会注册人操守准则第5．4条）。
最终受益人身份：
（a）最终从该宗交易中获得利益及／或承担其风险的人士的身份
姓名／名称
* 香港身份证／护照文件／商业登记证号码／公司注册证书
地址
（b）最初负责发出该宗交易的指示的人士的身份（如与以上不同）
姓名／名称
* 香港身份证／护照文件／商业登记证号码／公司注册证书
地址
* 根据保存已核实有关身份证或身份证明文件的副本。
本人／吾等谨此声明上述数据属真实及正确无误，贵公司可依赖此等资料以履行贵公司义务。此外，凡上述（a）及（b）项数据，如有任何变更，本人／吾等谨此承诺实时致函通知贵公司。
签署：
客户姓名（请用正楷填写）
附件 风险披露声明
1．证券交易的风险
证券价格有时可能会非常波动。证券价格可升可跌，甚至变成毫无价值。买卖证券未必一定能够赚取利润，反而可能会招致损失。
2．买卖创业板股份的风险
创业板股份涉及很高的投资风险。尤其是该等公司可在无需具备盈利往绩及无需预测未来盈利的情况下在创业板上市。创业板股份可能非常波动及流通性很低。
你只应在审慎及仔细考虑后，才作出有关的投资决定。创业板市场的较高风险性质及其它特点，意味着这个市场较适合专业及其它熟悉投资技巧的投资者。
现时有关创业板股份的数据只可以在香港联合交易所有限公司所操作的互联网网站上找到。创业板 上市公司 一般毋须在宪报指定的报章刊登付费公告。
假如你对本风险披露声明的内容或创业板市场的性质及在创业板买卖的股份所涉风险有不明白之处，应寻求独立的专业意见。
3．在香港以外地方收取或持有的客户资产的风险
持牌人或注册人在香港以外地方收取或持有的客户资产，是受到有关海外司法管辖区的适用法律及规例所监管的。这些法律及规例与《证券及期货条例》（第571章）及根据该条例制订的规则可能有所不同。因此，有关客户资产将可能不会享有赋予在香港收取或持有的客户资产的相同保障。
4．提供代存邮件或将邮件转交第三方的授权书的风险
假如你向持牌人或注册人提供授权书，允许他代存邮件或将邮件转交予第三方，那么你便须尽速亲身收取所有关于你账户的成交单据及结单，并加以详细阅读，以确保可及时侦察到任何差异或错误。
持牌人或注册人注意事项
持牌人或注册人应至少每年与客户确认到底该客户是否希望撤销该项授权。为了清楚说明起见，持牌人或注册人只需在该项授权届满的日期之前通知有关客户，指明除非客户在委托授权届满的日期前以书面明确地撤销该项授权，否则该项授权便会自动续期。
5．在香港联合交易所有限公司买卖纳斯达克－美国证券交易所证券的风险
按照纳斯达克－美国证券交易所试验计划（“试验计划”）挂牌买卖的证券是为熟悉投资技巧的投资者而设的。你在买卖该项试验计划的证券之前，应先咨询有关持牌人或注册人的意见和熟悉该项试验计划。你应知悉，按照该项试验计划挂牌买卖的证券并非以香港联合交易所有限公司的主板或创业板作第一或第二上市的证券类别加以监管。
6．其它风险
（1）存放的现金及财产
如果你为在本地或海外进行的交易存放款项或其它财产，你应了解清楚该等款项或财产会获得哪些保障，特别是在有关商号破产或无力偿债时的保障。至于能追讨多少款项或财产一事，可能须受限于具体法例规定或当地的规则。在某些司法管辖区，收回的款项或财产如有不足之数，则可认定属于你的财产将会如现金般按比例分配予你。
（2）佣金及其它收费
在开始交易之前，你先要清楚了解你必须缴付的所有佣金、费用或其它收费。这些费用将直接影响你可获得的净利润（如有）或增加你的亏损。
（3）在其它司法管辖区进行交易
在其它司法管辖区的市场（包括与本地市场有正式连系的市场）进行交易，或会涉及额外的风险。根据这些市场的规例，投资者享有的保障程度可能有所不同，甚或有所下降。在进行交易前，你应先行查明有关你将进行的该项交易的所有规则。你本身所在地的监管机构，将不能迫使你已执行的交易所在地的所属司法管辖区的监管机构或市场执行有关的规则。有鉴于此，在进行交易之前，你应先向有关商号查询你本身地区所属的司法管辖区及其它司法管辖区可提供哪种补救措施及有关详情。
（4）货币风险
以外币计算的合约买卖所带来的利润或招致的亏损（不论交易是否在你本身所在的司法管辖区或其它地区进行），均会在需要将合约的单位货币兑换成另一种货币时受到汇率波动的影响。
（5）交易设施
电子交易的设施是以计算机组成系统来进行交易指示传递、执行、配对、登记或交易结算。然而，所有设施及系统均有可能会暂时中断或失灵，而你就此所能获得的赔偿或会受制于系统供货商、市场、结算公司及／或参与者商号就其所承担的责任所施加的限制。由于这些责任限制可以各有不同，你应向为你进行交易的商号查询这方面的详情。
（6）电子交易
透过某个电子交易系统进行买卖，可能会与透过其它电子交易系统进行买卖有所不同。如果你透过某个电子交易系统进行买卖，便须承受该系统带来的风险，包括有关系统硬件或软件可能会失灵的风险。系统失灵可能会导致你的交易指示不能根据指示执行，甚或完全不获执行。
（7）场外交易
在某些司法管辖区，同时在特定情况之下，有关商号获准进行场外交易。为你进行交易的商号可能是你所进行的买卖的交易对手方。在这种情况下，有可能难以或根本无法平掉既有仓盘、评估价值、厘定公平价格又或评估风险。因此，这些交易或会涉及更大的风险。此外，场外交易的监管或会比较宽松，又或需遵照不同的监 管制 度；因此，你在进行该等交易前，应先了解适用的规则和有关的风险。
7．客户确认声明
本人／吾等确认已按照本人／吾等选择的语言（英文或中文）获提供风险披露声明及已获邀阅读该风险披露声明、提出问题及征求独立的意见（如本人／吾等有此意愿）。
签署：
客户姓名（请用正楷填写）
日期：
8．客户备忘
_________证券有限公司向客户作出的承诺，如果在客户协议内提供的以下数据，有任何重要的变更均会通知客户：
（1）本公司的业务的全名及地址，包括本公司在证监会的注册身分及ce编号（由证监会所分配的独特识别号码）；
（2）本公司向客户提供或客户可使用的服务，例如证券现金买卖账户、证券 保证金 买卖账户、委托账户、投资组合管理、投资顾问服务、单位信托或期货／期权买卖账户的性质；
（3）客户须向本公司支付的任何酬劳（及其支付基准），例如佣金、经纪费及其它费用及收费。
此客户协议在运作上不会消除、排除或限制在法律之下该客户的任何权利或注册人的任何责任。
9．职员声明
本人，以注册人身份，确应本人已按上述客户所选择的语言（英文或中文）提供风险披露声明；及邀请客户阅读该风险披露声明、提出问题及征求独立的意见（如客户有此意愿）。
注册人姓名（请用正楷填写）
签署
ce 编号：
日期：
10．客户确认
本人／吾等确认收到本人／吾等须向贵公司支付的任何酬劳（及其支付基准），例如佣金、经纪费及其它费用及收费。
客户签署：
【第3份 】互联网证券买卖协议（附加於现金／保证金客户协议书）新
本人／吾等乃贵公司证券户口_________号（“户口”）之户口持有人，本人／吾等之证券客户合约於_________签订。本人／吾等同意开立一个或多个证券买卖户口，并同意以本人／吾等名义或代表本人／吾等就证券买卖及相关事宜，通过网上交易服务运作户口，本人／吾等同意，户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件（并受其规限）运作：
1．定义及解释
1．1 在本协议中，以下词语具有下列涵义：
“进入密码”指密码及户口号码；
“户口”指本人在贵公司开立的互联网买卖户口，经由网上交易服务运作；
“网上交易服务”指_________根据本协议提供的网上买卖服务，包括电子买卖服务，_________网址上的任何资料，以及其中的软件；
“电子买卖服务”指本人／吾等发出电子指令的设施，以及网上交易服务提供的资讯服务；
“指令”指以电子方式买卖证券的买卖指令或其他处理指令；
“互联网买卖政策”指有关网上交易服务运作的政策（经不时修订）；
“密码”指本人／吾等与帐号一并使用的个人密码，据之可进入该服务；
“证券客户合约”指_________公司之现金客户协议书或保证金客户协议书；
“_________”指_________公司；
“帐号”指客户与密码一并使用的个人密码，据之可进入电子买卖服务，以及其他网上交易服务提供的服务；
1．2 单数词语包括众数词语，反之亦然。提到一种性别之处，包括所有性别。“人士”一词，包括商号或独资经营，合伙经营，集团及法人公司，反之亦然。
2．网上交易服务
2．1 本人／吾等了解，电子买卖服务为一半自动设施，让本人／吾等发出电子指令，并接收信息服务。
2．2 本人／吾等同意使用电子买卖服务，必须遵照本协议条款及证券客户合约。本人／吾等使用日後经由网上交易服务提供的其他服务，亦必须遵照本协议条款及客户协议书。
2．3 本人／吾等为户口项下电子买卖服务的唯一获授权使用者。本人／吾等需对进入密码的保密及使用承担责任。本人／吾等承认及同意，本人／吾等需就使用进入密码输进电子买卖服务的所有指令负责，而贵公司，贵公司董事，高级职员或雇员概毋需对本人／吾等，或经由本人／吾等提出申索的任何其他人士（就任何有关处理，错误处理或遗失任何指示）的申索承担责任。
2．4 本人／吾等承认，网上交易服务的所有人权益属贵公司。本人／吾等保证及承诺，本人／吾等不会（亦不会尝试）平扰，修改，拆解，易转，操纵或以其他方式修改（且亦不会尝试未获授权进入）网上交易服务的任何部份。本人吾等承认，若本人／吾等在任何时候违反是项保证及承诺，或实公司在任何时候合理怀疑本人／吾等违反是项保证及承诺，则贵公司可向本人／吾等采取法律行动。本人／吾等承诺，若本人／吾等知悉任何人士干犯本段上文所述任何行动，则本人／吾等须即时通知贵公司。
2．5 本人／吾等进一步承认及同意，作为使用电子买卖服务发出指令的先决条件，若有下列情况，本人／吾等需即时通知贵公司：
a．有关户口的指令已经由电子买卖服务作出，而本人／吾等未收到命令编号；
b．有关户口的指令已经由电子买卖服务作出，而本人／吾等未收到对指令或其执行的准确认收（不论经硬本，电子或口头）；
c．本人／吾等收到交易指示的认收（不论经硬本，电子或口头），但该等交易指示并非本人／吾等作出，或其他类似的不一致情况；
d．本人／吾等知悉户口号码或密码的任何未经授权使用。
2．6 本人／吾等了解，贵公司拟备网上买卖政策，列出网上交易服务运作政策及程序。该政策可经由网址取得，在任何时候均适用。该政策的条款，对本人／吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致，以本协议条款为准。
2．7 本人／吾等承认_________网址若提供报价服务，乃由贵公司不时指定的第三方提供者提供。本人／吾等承认及同意，对本人／吾等在任何方面因报价服务或因本人／吾等依赖该服务而发生或与之有关的任何损失，费用，支出，损害赔偿或申索贵公司概毋须承担责任。
2．8 本人／吾等了解，就提供资讯而言，电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误，该等资料可能并非有关证券或投资的实时市场报价。本人／吾等了解，虽然贵公司相信该等资料可靠，但没有独立基准可兹证实（否定）所提供资料的准确及完整性。本人／吾等了解，不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。
2．9 本人／吾等了解，在电子买卖服务中提供的资料，以“现状”及“可提供”基准提供，贵公司并不保证该等资料的时候，顺序，准确性，足够性或完整性。贵公司没有就该等资料作出明示或默示保证（包括但不限於可商售性或就某一用途的适合性而作出的保证）。
2．10 本人／吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。
3．户口
3．1 本人／吾等承认，本人／吾等只可经由互联网进入户口，本人／吾等承认，若本人／吾等在经由互联网接触贵公司时有任何困难，本人／吾等需尝试使用其他方法与贵公司沟通，并把所遇困难知会贵公司。
3．2 开户口时，本人／吾等需在户口申请表上写明本人／吾等就使用该服务而存入首笔按金的款额。该款额可由本人／吾等亲自以支票，银行本票存入或以电传存入贵公司的办事处或银行户口。本人／吾等承认贵公司收到户口申请表上所载有效款项後，方会把进入密码通知本人／吾等。
4．指令——经网上交易服务买卖
4．1 如因故障，通讯设施传送失败，或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因，以致在传送，收取或执行指令上有所延误贵公司毋须承担责任。
4．2 本人／吾等了解，向传播市场资料的各方提供市场资料的每一参与证券交易所或组织，对其提供的全部资料申张财产权益。本人／吾等亦了解，任何方概不保证市场资料或任何其他市场信息的时效，序列，准确或完整性。任何损失或损害，若因下列原因或由其产生，贵公司或任何传播方概毋须承担任何责任：任何该等资料，资讯或信息不准确，错误，延误或遗漏；或该等资料，资讯或信息传送或交付时的任何不准确，错误，延误或遗漏；或任何该等资料，资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供；或任何不可抗力事件；或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人／吾等只会把股票报价用於自身用途，不会因任何原因向任何其他人士或实体提供该等资料。
4．3 本人／吾等承认，因无法预料的通讯挤塞及其他原因，互联网是存有内在不可靠性的通讯媒体，而该不可靠性非贵公司所能控制。本人／吾等承认，因该不可靠性，在传送及接收指令及其他资料时可能有延误，以致执行指令的延误及／或执行指令的价格与发出指令时的价格不同。本人／吾等进一步承认及同意，任何通讯均有误解或错误的风险，而该等风险需绝对由本人／吾等承担。本人／吾等承认及同意，指令一经发出，通常不可取消。
5．境外指令
若本人／吾等在香港以外地方向贵公司发出指令，本人／吾等同意确保及声明，该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人／吾等进一步同意，本人／吾等有疑问时会谘询相关司法辖区的法律顾问。本人／吾等接受在香港以外地区发出的指令，可能需向相关当局支付税费，本人／吾等同意支付该等适用税费。本人／吾等同意，按要求弥偿贵公司因本人／吾等在香港以外地区发出指令而发生的任何损害，损失，费用，法律程序，要求或申索。
6．风险披露声明
电子交易风险在交易高峰，市场波动，系统升级及维护或其他时间，互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰，传输中断，以及传输延误。由於技术上的制约，互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因，交易指令及其他资讯的传输和接收可能会有延误，而这会导致交易指令在执行上的延误，或者交易执行的价格已不同于指令发出时的市场价格。而且，通信和个人资料可能会被未经授权的第三方取得，且在通信上会存在误解或错误的风险，而这些风险将完全由本人／吾等承担。本人／吾等确认并同意，交易指令一旦发出通常将不可能取消。
签署确认
本人／吾等，为下述签署人，兹承认本人／吾等已阅读，知悉，及明白本协议之内容并接受其条款及条件。
客户（签字）：_________ 客户主任（签字）：_________
_________年____月____日 _________年____月____日
见证人（签字）：_________
_________年____月____日
附件
i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service，in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities，and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:
i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service，in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities，and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:-
1. definition and construction
1. definition and construction
1.1 in this agreement，the following terms shall bear the following meanings:
1.1 in this agreement，the following terms shall bear the following meanings:
" access codes" means together the password and the user name;
（1）" access codes" means together the password and the user name;
（2）" account" means my internet securities trading account with you operated through the internet trade service;
" account" means my internet securities trading account with you operated through the internet trade service;
"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice，any information contained in _________ web site and the software comprised in them;
（3）"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice，any information contained in _________ web site and the software comprised in them;
（4）"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;
"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;
"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;
（5）"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;
（6）"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;
"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;
"password" means my/our personal password used in conjunction with the user name to gain access to the service;
（7）"password" means my/our personal password used in conjunction with the user name to gain access to the service;
（8）"client’s agreement" means _________ cash client’s agreement or margin client’s agreement;
"client’s agreement" means _________ cash client’s agreement or margin client’s agreement;
"_________" means _________ securities limited;
（9）"_________" means _________ securities limited;
（10）"user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.
"user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.
1.2 words denoting the singular shall include the plural and vice versa， reference to one gender shall include all genders and words denoting person shall include a firm or sole proprietorship，partnership，syndicate and corporation and vice versa.
1.2 words denoting the singular shall include the plural and vice versa， reference to one gender shall include all genders and words denoting person shallinclude a firm or sole proprietorship，partnership，syndicate and corporation and vice versa.
2. internet trade service
2. internet trade service
2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.
2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.
2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.
2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.
2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors，officers or employees shall have any liability to me/us，or to any other person whose claim may arise through me/us，for any claims with respect to the handling， mishandling or loss of any instruction.
2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors，officers or employees shall have any liability to me/us，or to any other person whose claim may arise through me/us，for any claims with respect to the handling， mishandling or loss of any instruction.
2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not， and shall not attempt to， tamper with， modify， decompile， reverse engineer or otherwise alter in any way， and shall not attempt to gain unauthorized access to， any part of the internet trade service. i/we acknowledge that you may take legal action against me/us， if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.
2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not， and shall not attempt to， tamper with， modify， decompile， reverse engineer or otherwise alter in any way， and shall not attempt to gain unauthorized access to， any part of the internet trade service. i/we acknowledge that you may take legal action against me/us， if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.
2.5 i/we further acknowledge and agree that， as a condition of using the electronic trading service to give instructions， i/we shall immediately notify you if:
2.5 i/we further acknowledge and agree that， as a condition of using the electronic trading service to give instructions， i/we shall immediately notify you if:
（1）an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;
a. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;
b. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy， electronic or verbal means);
（2）an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy， electronic or verbal means);
（3）i/we have received acknowledgement (whether by hard copy， electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or
c. i/we have received acknowledgement (whether by hard copy， electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or
d.i/we become aware of any unauthorized use of the user name or password.
2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy， the terms of this agreement shall prevail.
（4）i/we become aware of any unauthorized use of the user name or password.
2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy， the terms of this agreement shall prevail.
2.7 i/we acknowledge that the price quotation service， if any， for securities， available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses，costs， expenses， damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.
2.7 i/we acknowledge that the price quotation service， if any， for securities， available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses，costs， expenses， damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.
2.8 i/we understand that the electronic trading services may provide， for informational purpose only， data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process， the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable， there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.
2.8 i/we understand that the electronic trading services may provide， for informational purpose only， data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process， the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable， there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.
2.9 i/we understand that information provided in the electronic trading services is provided on an ’’as is"， ’’as available" basis and you do not guarantee the timeliness， sequence， accuracy，adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.
2.9 i/we understand that information provided in the electronic trading services is provided on an ’’as is"， ’’as available" basis and you do not guarantee the timeliness， sequence， accuracy，adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.
2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.
3. the account
2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.
3. the account
3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet， i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.
3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet， i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.
3.2 when opening the account， i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque， bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.
4. instructions- dealings through the internet trade service
3.2 when opening the account， i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque， bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.
4. instructions- dealings through the internet trade service
4.1 you shall not be responsible for delays in the transmission， receipt or execution of instructions due to either transmission of communication facilities， or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.
4.1 you shall not be responsible for delays in the transmission， receipt or execution of instructions due to either transmission of communication facilities， or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.
4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness， sequence， accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy， error or delay in or omission from any such data， information or message， or the transmission or delivery of the same， non-performance or interruption of any such data， message or information due to any negligent act of you or any disseminating party， or to any force majeure event， or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.
4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness， sequence， accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy， error or delay in or omission from any such data， information or message， or the transmission or delivery of the same， non-performance or interruption of any such data， message or information due to any negligent act of you or any disseminating party， or to any force majeure event， or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.
4.3 i/we acknowledge that the internet is， due to unpredictable traffic congestion and other reasons， an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that， as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.
5. instructions outside hong kong
4.3 i/we acknowledge that the internet is， due to unpredictable traffic congestion and other reasons， an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that， as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.
5. instructions outside hong kong
if i/we give any instruction to you outside hong kong， i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given， and i/we further agree that i/we shall， when in doubt， consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong ， and i/we agree to pay such taxes or charges as possible.
6. risk disclosure statement
if i/we give any instruction to you outside hong kong， i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given， and i/we further agree that i/we shall， when in doubt， consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong ， and i/we agree to pay such taxes or charges as possible.
6. risk disclosure statement
risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand， market volatility， systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption， transmission blackout， and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is， due to technical limitation， an inherently unreliable medium if communication. as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover， communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.
acknowledgement
risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand， market volatility， systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption， transmission blackout， and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is， due to technical limitation， an inherently unreliable medium if communication. as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover， communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.
acknowledgement
i/we，the undersigned， hereby acknowledge that i/we have read， is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.
date:_________.
i/we，the undersigned， hereby acknowledge that i/we have read， is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.
client(signature):_________ account executive(signature):_________
print name of client:_________
date:_________ date:_________
signed by account executive:_________
witness(signature):_________
print name of witness:_________
date:_________
